Institutional Investors

The Rosen Law Firm specializes in securities litigation, both class action and individual or group actions. We also represent investors in redressing management and director misconduct, including breaches of fiduciary duties, self-dealing and other corporate governance matters. We encourage investors to select qualified counsel with a track record of success in leadership roles. Often, firms issuing notices do not have comparable experience or resources. The Rosen Law Firm represents investors throughout the globe, and has achieved the largest ever securities class action settlement against a Chinese Company. Rosen Law Firm was Ranked No. 1 by ISS Securities Class Action Services for number of securities class action settlements in 2017. The firm has been ranked in the top 4 each year since 2013 and has recovered hundreds of millions of dollars for investors. In 2019 alone the firm secured over $438 million for investors. In 2020 founding partner Laurence Rosen was named by law360 as a Titan of Plaintiffs’ Bar. Many of the firm’s attorneys have been recognized by Lawdragon and Super Lawyers. Our attorneys are highly experienced in dealing with complex securities cases and have been consistently recognized by courts across the country as dedicated to pursuing the claims of investors and consumers. Our approach to developing innovative legal theories lies in our commitment to protecting the U.S. securities markets and investor interests.

We are selective about commencing litigation, and undertake in-depth analysis of the strengths of potential claims and damages before recommending that our clients initiate litigation or seek to become lead plaintiff in a case. Our response to each client is case-specific. If we feel that a case is weak, we will recommend against litigation even if the client has a relatively large loss. In a strong case or a case in which a client has a special interest, we may recommend litigating the case even if the client’s losses are relatively small.

We analyze the merits of the case by studying publicly available information, including all available SEC filings, securities analysts’ reports and advisories, and information readily obtainable on the internet. If we feel further investigation is warranted we retain outside experts, including forensic accountants, industry experts and private investigators to assist us in these tasks.

Non-U.S. institutions invest heavily in U.S. capital markets. These markets are protected by the United States Federal Securities laws, which are among the most effective anti-fraud laws in the world. International investors have the same rights as domestic investors and can use these laws to their benefit, including the right to be appointed lead plaintiff in federal securities litigation. Because of the complexity of securities litigation, international investors require experienced U.S. based counsel. 

The Rosen Law Firm represents international investors’ interests in American capital markets. These investors can include sovereign funds, mutual funds, pension funds and even high net worth individuals across Asia and the European Union. Our portfolio monitoring service allows us to quickly identify fund losses that may have been caused by fraudulent activity or other misconduct. We are constantly working to ensure international investor access to our portfolio monitoring service, which allows us to initiate our case evaluation process and expedite our services.

In some securities class actions, it is not just about the monetary settlement, but also restoring effective corporate governance procedures. The Rosen Law Firm, P.A. believes that proper corporate governance principles are essential to maintain investor confidence and protect shareholders’ rights and assets. Institutional investors, being large shareholders with significant influence over corporate management, are key to leveraging improved oversight and transparency in the day-to-day management of companies.